美国商品期货交易委员会对前Alameda、FTX高管实施五年交易禁令

cointelegraphPublished on 2026-08-19Last updated on 2026-08-19

Abstract

美国商品期货交易委员会(CFTC)宣布与前Alameda Research首席执行官卡罗琳·埃里森及FTX联合创始人王子潇(Gary Wang)达成和解令。该命令要求两人继续配合CFTC调查,并对他们实施了为期五年的交易禁令。埃里森还面临十年注册资格禁止,王子潇则被禁注册八年。CFTC表示,二人承认在Alameda和FTX犯有欺诈行为,但其协助调查的行为减轻了处罚。此令解决了CFTC于2022年12月对埃里森、王子潇及前FTX首席执行官萨姆·班克曼-弗里德提起的诉讼。此前,CFTC已责令FTX和Alameda向受影响用户支付127亿美元赔偿。埃里森、王子潇及FTX前工程总监尼沙德·辛格均因欺诈指控被起诉,并在针对班克曼-弗里德的审判中作证。班克曼-弗里德被判有罪并获刑25年,埃里森获刑两年并于今年一月获释,辛格与王子潇则被判处已服刑期。

美国商品期货交易委员会(CFTC)宣布了针对前Alameda Research首席执行官卡罗琳·埃里森和FTX联合创始人Zixiao“Gary”王提起的民事诉讼的和解令。

周二提交给美国纽约南区地方法院的这些命令要求埃里森和王继续配合CFTC的调查,并对这两位前高管处以为期五年的交易禁令。埃里森还被处以十年从业资格禁令,而该商品期货监管机构对王则处以八年从业资格禁令。

“埃里森和王是曾在Alameda和FTX实施欺诈行为的高级管理人员,他们对此负有法律责任,”CFTC执法部门主任大卫·米勒表示。“然而,他们的处罚也反映了他们在委员会与FTX相关的调查中所提供的实质性协助。”

CFTC的和解令了结了该机构对埃里森和王提起的执法诉讼,他们与FTX前首席执行官萨姆·“SBF”·班克曼-弗里德一同被列为2022年12月初始起诉书中的被告。作为2024年8月一项裁决的一部分,该委员会命令FTX和Alameda向受影响用户支付127亿美元的追缴款项和赔偿金。

埃里森和王,以及FTX前工程总监尼沙德·辛格,均因欺诈指控被起诉,并在涉及现已倒闭的加密货币交易所FTX客户资金滥用的审判中出庭指证班克曼-弗里德。这位FTX前首席执行官被判定有罪并判处25年监禁,而埃里森则获刑两年,并于今年1月获准提前释放。辛格和王则被判处已服刑期。

相关阅读:前FTX工程主管支付370万美元罚款以和解CFTC诉讼

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Related Questions

Q美国商品期货交易委员会(CFTC)对Alameda和FTX的两位前高管下达的禁令分别是什么?

ACFTC对Alameda Research前首席执行官Caroline Ellison和FTX联合创始人Zixiao “Gary” Wang下达了为期五年的交易禁令。此外,Ellison还面临十年的注册禁令,Wang则面临八年的注册禁令。

QCFTC对Ellison和Wang下达禁令的依据是什么?

A依据是他们在Alameda和FTX犯下的欺诈行为,以及他们为CFTC针对FTX的相关调查提供了实质性协助。CFTC执法主管David Miller表示,尽管他们负有欺诈责任,但制裁也考虑了他们调查中的协助作用。

QCFTC在2024年8月的决定中,要求FTX和Alameda支付多少钱作为赔偿和归还?

ACFTC命令FTX和Alameda向受影响的用户支付总计127亿美元的赔偿和归还款项。

Q文章中提到,除了Ellison和Wang,还有哪位FTX前高管被起诉并在审判中作证?

A除了Caroline Ellison和Gary Wang,FTX前工程总监Nishad Singh也被起诉,并在针对前FTX首席执行官Sam Bankman-Fried的审判中作证,指控他们在现已倒闭的加密货币交易所滥用客户资金中的角色。

Q前FTX首席执行官Sam Bankman-Fried以及Caroline Ellison和Nishad Singh分别被判了多少年监禁?

A前FTX首席执行官Sam Bankman-Fried被判25年监禁。Caroline Ellison被判2年监禁,并于2024年1月提前获释。Nishad Singh和Gary Wang的刑期则被判为已服刑期。

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