Securitize Capital Obtains SEC Registered Investment Advisor Status

cryptonews.ruPublished on 2026-07-28Last updated on 2026-07-28

Abstract

Securitize Capital has registered as an investment advisor with the U.S. Securities and Exchange Commission (SEC). This new status allows the company to expand its work with major market participants and offer advisory services under full U.S. regulatory oversight. Previously operating under an exemption from certain reporting requirements, the firm must now comply with the stricter standards of the Investment Advisers Act, including enhanced disclosure, record-keeping, and internal controls. The company already holds an SEC-registered broker-dealer license. This latest registration enables it to combine advisory, trading, and infrastructure services within a single ecosystem. CEO Carlos Domingo stated that this step broadens the firm's ability to support organizations implementing blockchain technology globally, helping clients develop and execute investment strategies for tokenized financial instruments. Securitize is a major player in the real-world asset tokenization sector, with infrastructure supporting tokenized funds from large asset managers representing approximately $5 billion in assets. Despite business growth, the company's publicly traded shares have declined about 46% since their debut on July 2. Securitize expects that achieving registered investment advisor status will bolster trust among institutional clients.

Securitize Capital has successfully registered as an investment advisor with the SEC. This new status will allow the company to expand its work with major trading participants and provide consulting services under the full regulation of U.S. legislation.

Previously, the organization operated as an investment advisor exempt from certain reporting requirements. Following registration, the company will be required to comply with the provisions of the U.S. Investment Advisers Act. This entails stricter standards for information disclosure, record-keeping, internal controls, and undergoing regulatory examinations.

Currently, the company already holds licenses as an SEC-registered broker-dealer. Obtaining the new status will enable the consolidation of consulting, trading, and infrastructure services within a single ecosystem.

The organization's CEO, Carlos Domingo, stated that completing the registration stage expands the company's capabilities to support organizations implementing blockchain technologies in global markets. In his view, Securitize is focused on helping clients develop and execute investment strategies related to the issuance and circulation of tokenized financial instruments.

In terms of the total volume of assets placed on the blockchain, Securitize is considered one of the largest participants in the real-world asset sector. Tokenized funds from major asset management companies operate on its infrastructure. The total value of these assets is approximately $5 billion.

Despite business growth, the company's shares have remained under pressure following their market debut. Trading in the shares began on July 2nd, and their value has currently fallen by approximately 46%. The company expects that obtaining the status of a registered investment advisor will strengthen the trust of institutional clients.

Related Questions

QWhat new registration status did Securitize Capital achieve with the SEC?

ASecuritize Capital registered as an investment advisor with the U.S. Securities and Exchange Commission (SEC).

QWhat change in operational requirements does this new SEC status bring for Securitize Capital?

AWith the new status, the company must fully comply with the U.S. Investment Advisers Act, which imposes stricter standards for information disclosure, recordkeeping, internal controls, and regulatory examinations.

QBesides the new investment advisor status, what other major SEC license does Securitize Capital hold?

AThe company already holds a license as an SEC-registered broker-dealer.

QAccording to CEO Carlos Domingo, what is a primary focus area for Securitize's expanded advisory services?

AThe company aims to support organizations implementing blockchain technology on global markets by helping clients develop and execute investment strategies related to the issuance and trading of tokenized financial instruments.

QWhat is the approximate total value of assets managed on Securitize's infrastructure, and how has the company's stock performed since its market debut?

AThe total value of tokenized fund assets managed on its infrastructure is approximately $5 billion. However, since its stock began trading on July 2nd, its share price has fallen by about 46%.

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