FCA对FXTB因越界行为处以276100英镑罚款

币界网Publicado em 2024-08-14Última atualização em 2024-08-14

币界网报道：

英国金融行为监管局（FCA）是英国所有金融市场最大的金融监管机构。英国监管机构负责根据《2000年金融服务和市场法》授权的公司的行为。此外，FCA还负责监管零售和批发金融市场的行为，监督支持这些市场的交易基础设施，并对不受审慎监管局监管的公司进行审慎监管。英国金融行为监管局（FCA）是英国所有金融市场最大的金融监管机构。英国监管机构负责根据《2000年金融服务和市场法》授权的公司的行为。此外，FCA还负责监管零售和批发金融市场的行为，监督支持这些市场的交易基础设施，并对不受审慎监管局监管的公司进行审慎监管。其规则（阅读本条款）对外汇交易处以276100英镑的罚款。外汇交易是将一国货币兑换成另一国货币（拥有不同货币）的行为；例如，将英镑兑换成美元，反之亦然。货币兑换可以在实体柜台上进行，例如在外汇兑换局，也可以通过经纪人平台在互联网上进行，在那里进行货币投机，即外汇交易。外汇市场本质上是世界上最大的交易市场。外汇是将一国货币兑换成另一国货币（拥有不同货币）的行为；例如，将英镑兑换成美元，反之亦然。货币兑换可以在实体柜台上完成，例如在货币兑换局，也可以通过经纪商平台在互联网上完成货币投机发生的地方，称为外汇交易。从本质上讲，外汇市场是世界上最大的交易市场。阅读本条款TB有限公司（FXTB），一家塞浦路斯差价合约（CFD）公司。处罚是在发现FXTB未能公平对待客户并在未经适当授权的情况下提供投资建议之后进行的

鼓励高风险借贷

FXTB被发现向客户施压进行差价合约交易，并在某些情况下鼓励他们向朋友或家人借钱进行投资。此外，尽管缺乏必要的授权，该公司仍经常提供投资建议。

FCA的调查显示，许多FXTB客户都是缺乏经验的交易员，他们并不完全了解与差价合约相关的风险。没有向他们充分解释这些风险。

此外，FXTB鼓励一些客户提供虚假信息，从而促进了他们成为“专业客户”的过程。这使得这些客户可以放弃他们作为“零售客户”会得到的保护

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